advertisement

Surviving Surbanes Oxley

50 %
50 %
advertisement
Information about Surviving Surbanes Oxley

Published on May 15, 2008

Author: sanjay_jhaa

Source: slideshare.net

advertisement

Surviving Sarbanes Oxley: Emerging Practices & Pitfalls Tony Bennett 8th February 2005

• Introduction • Impact of s.404 • Approach to s404 • Pitfalls / Lessons learned • Recurring SOX requirements

• Pharmaceutical Company • Regulated by Food and Drug Administration (FDA)

• Clearly Defined Control Policies in Place • Applied to Production and Manufacturing areas • Standard Operating Procedures • Application to Financial systems

• Centralised approach from Corporate • Defined the parameters that were to be used to select the impacted systems • Established a central Project Management Office in the US • Set up a central database which was accessible to impacted parties

• Testing matrices created • Rolled out to sites world-wide • Populated Spreadsheets/Narratives • Agreed with Corporate • Corporate Audit visit in conjunction with external auditors. • Remediation • Reporting to Central Project Office

• Better working relationships with other sites world-wide • Top management support • Timing is very important • Availability of Resources

• Systems identified • Controls in place • Regularly audited

Thank You.

Add a comment

Related pages

Oxley - Documents

Oxley Analysis Extension of Oxley’s Analysis of Machining to Use Different Material Models Amir H. Adibi-Sedeh Vis Madhavan e-mail: vis.madhavan@Wichita ...
Read more

012_Sarbanes Oxley Course - Documents

College of Management, Leadership and Soft Skills The Sarbanes-Oxley Act of 2002 is hereby recognized for successfully Date Trained 11 May 200987.0Score ...
Read more

Oxley - Documents

Oxley. by mricky. on Jan 22, 2015. Report Category: Documents. Download: 0 Comment: 0. 782. views. Comments. Description . Download Oxley. Transcript ...
Read more

Sarvanes Oxley - Documents

Surviving Surbanes Oxley Accounting Scandal & Sarbanes Oxley The Sarbanes Oxley Act Comments. RECOMMENDED. Oxley. Surbanes Oxley. Sarbanes Oxley. Oxley ...
Read more

Session 13_Marcus Oxley - Documents

Session 13_Marcus Oxley. by international-institute-for-environment-and-development-cba5-conference-presentations. on Jan 17, 2015. Report Category:
Read more

Oxley Analysis - Documents

Extension of Oxley’s Analysis of Machining to Use Different Material Models Amir H. Adibi-Sedeh Vis Madhavan e-mail: vis.madhavan@Wichita.edu Behnam Bahr ...
Read more

Oxley 6 - Documents

Oxley 6. by marthatinova-azzahra. on Dec 12, 2015. Report Category: Documents
Read more

THE IMPACT OF SARBANES-OXLEY ACT OF 2002 - TypePad

The Sarbanes-Oxley Act of 2002 was enacted primarily to re-establish ... W., Klamm, B. and Watson Weidenmier, M. (2007), “Surviving Three SOX ...
Read more