LawInContext Insider Trading & Market Abuse Training

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Information about LawInContext Insider Trading & Market Abuse Training
Education

Published on March 3, 2014

Author: Apxxx

Source: slideshare.net

Description

In the current environment of active enforcement of criminal laws and regulations, there has been an
increased focus on punishing and deterring insider trading and market abuse in the United States and around
the world. Law enforcement has been using increasingly aggressive tactics, including wiretaps, to uncover
evidence of insider trading, juries have been regularly convicting those who have chosen to go to trial, and
judges have been dishing out severe penalties to convicted defendants.
Through a series of illustrative examples and scenarios, this program will provide a comprehensive
introduction to the laws prohibiting insider trading and market abuse in an effort to help individuals and
corporations steer clear of the penalties and reputational damage that can result from violations of these laws.

Insider Trading Comprehensive Compliance E-learning LawInContext Pte. Ltd., the online legal information and training venture of Baker & McKenzie, provides a suite of Corporate Compliance e-learning programs to help meet compliance training and reporting needs of multinationals in an increasingly regulated world. The Insider Trading E-Learning Program will provide global companies and their employees a consistent, dependable and comprehensive compliance training program on how to minimize risk related to insider trading and market abuse legislation and enforcement. ”Insider Trading is a serious offense that can have far reaching consequences for both businesses and individuals, that go way beyond reputational damage” Why Insider Trading E-learning In the current environment of active enforcement of criminal laws and regulations, there has been an increased focus on punishing and deterring insider trading and market abuse in the United States and around the world. Law enforcement has been using increasingly aggressive tactics, including wiretaps, to uncover evidence of insider trading, juries have been regularly convicting those who have chosen to go to trial, and judges have been dishing out severe penalties to convicted defendants. Through a series of illustrative examples and scenarios, this program will provide a comprehensive introduction to the laws prohibiting insider trading and market abuse in an effort to help individuals and corporations steer clear of the penalties and reputational damage that can result from violations of these laws. Quality Content The Insider Trading E-Learning Program is currently in development and will cover the key issues in relation to insider trading, with a focus on US law, in an effort to help individuals and corporations steer clear of penalties and reputational damage in the current environment of active enforcement. All content is written and will be regularly updated by Baker & McKenzie attorneys who specialize in insider trading / market abuse and related compliance matters. LawInContext is the online legal information and training venture of Baker & McKenzie and is neither a law firm nor authorized to practice law. No attorney-client relationship will be formed or deemed to be formed with Baker & McKenzie or contributing law firms through the use of LawInContext’s legal information, training & services. This may qualify as “Attorney Advertising” in some jurisdictions. For full disclaimer visit www.lawincontext.com. Copyright © 2002-2014, LawInContext Pte. Ltd.

Topics Covered Among the topics to be covered in the Global Data Privacy / Data Protection E-learning Program are the following: What is insider trading? Why is insider trading wrong? How do countries attempt to prevent insider trading and other forms of market abuse? To whom do insider trading and anti-market abuse laws apply? Current trends in enforcement of insider trading laws. How do investigations of insider trading start, and how are they conducted? Problems relating to corporate officers and directors, and policies to limit their exposure to insider trading sanctions. - What are the risks to companies and individuals if they are found to be in breach of insider trading and market abuse laws, e.g. criminal penalties, civil penalties, and reputational risk? - Final quiz - Effective Learning and Additional Services All of LawInContext’s online e-learning programs are self-paced, and use a combination of sound, animation and text to present concepts, situations and examples in a compelling and memorable manner. An integrated part of the E-learning Program is the e-testing facility, allowing for direct and efficient measurement of learning and training progress within a subscribing organization. LawInContext also offers invitation and reminder management, as well as comprehensive usage reporting services, for larger learning populations. Become a Founding Client LawInContext seeks a limited number of “Founding Clients”, who will receive access to the program sponsored under a compelling subscription model. Founding clients also have the opportunity to provide preproduction feedback on the substantive e-learning content, program animation and other features, as well as their bespoke customization, to ensure that the developed program meets their learning and development needs and is consistent with their internal compliance policies and procedures. In this manner, LawInContext receives valuable user feedback in the development of the e-learning programs, and the Founding Clients receive access to a highly relevant and useful e-learning program, which is not only tailored to their needs, but offered at an extremely cost-effective price for an unlimited number of users. Want to Know More? In order to construct the adequate solution for your specific business needs, or to arrange a free trial access to our online resources, please e-mail: info@lawincontext.com For more information about the online LawInContext multi-country knowledge resources and our suite of corporate compliance e-learning programs, please consult www.lawincontext.com LawInContext is the online legal information and training venture of Baker & McKenzie and is neither a law firm nor authorized to practice law. No attorney-client relationship will be formed or deemed to be formed with Baker & McKenzie or contributing law firms through the use of LawInContext’s legal information, training & services. This may qualify as “Attorney Advertising” in some jurisdictions. For full disclaimer visit www.lawincontext.com. Copyright © 2002-2014, LawInContext Pte. Ltd.

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